中国国家金融监督管理总局星期二（10月17日）发布新修订的非银行金融机构行政许可事项实施办法，进一步放宽境外机构入股金融资产管理公司的准入条件，允许境外非As a financial asset management company investor, financial institutions have canceled overseas financial institutions as the total asset requirements of financial asset management companies.
According to the documents published by the website of the State Administration of Finance and Administration of China, the non -bank financial institutions referred to the methods include: financial asset management companies, corporate group financial companies, financial leasing approved by the State Administration of Finance and AdministrationCompanies, automobile finance companies, currency brokerage companies, consumer finance companies, and representatives of overseas non -bank financial institutions in China.
Measures, common principles, institutional establishment, institutional changes, institutional termination, adjustment of business scope, increasing business varieties, directors and senior management qualification licenses, attachments, and 204 articles.It will be implemented on November 10.
The main revised content includes four aspects: one is to adjust the conditions of some matters; the other is to continue to expand opening to the outside world; the third is to promote the work of simplified administration and decentralization; the fourth is to improve the relevant administrative license regulationsEssence
Specific content, the method combines the management methods of the financial company's financial company's financial company in recent years, the management measures of automobile finance companies, the establishment of the establishment of the institution and the application conditions of shareholders, implement the business hierarchical management regulations, improve the special business of financial companies' special business accuracyEnter conditions.
According to the method, non -financial institutions, as the controlling shareholder of non -silver institutions, have not been less than 40%of the total assets at the end of the current accounting year.As the controlling shareholder of the financial asset management company, the recent net assets at the end of the fiscal year were not less than 40%of the total assets; before the implementation of these measures, it has become the controlling shareholder of financial asset management companies, and the application for changing equity or adjusting the equity structure involves the controlling shareholder of the controlling shareholder.During the qualification review, the net asset rate should not be less than 30%.
The current implementation measures for administrative licenses of non -bank financial institutions of the China Banking and Insurance Regulatory Commission are required for non -financial institut30%of assets ".In contrast, the method has moderately improve the requirements of the above -mentioned net asset rate indicators.
The method will further relax the entry conditions of the financial asset management company of overseas institutions, allowing overseas non -financial institutions to be investors as financial asset management companies, and cancel the total asset requirements of overseas financial institutions as financial asset management companies.Essence
In addition, the method also simplifies the qualification approval procedures for bond issuance and some personnel to apply for qualifications, cancel non -bank institutions to issue non -capital bond approval, financial asset management companies' financial departments and internal audit departments to be qualifiedThe approval matters were changed to a post -reporting system to clarify the issuance mechanism of capital bond storage racks.
In improving the relevant administrative license regulations, the method summarizes the practical problems encountered in the administrative license work of non -bank institutions in recent years, strengthen the review of shareholders' qualifications, and improve relevant regulations on administrative license conditions and procedures.
