Shanghai Pudong Development Bank Co., Ltd. (Pudong Development Bank) due to the inadequate inspection and supervision in financial intermediary services, incomplete investigation report forms, etc., violated the relevant self -discipline management rules of the interbank bond market, and was admonished by the dealer associationconversation.
According to the official website of the Bank of China Market Dealers Association on Thursday (October 27), SPDB is the main underwriter as a debt financing instrument.During the intermediary service process, there are acts that violate the relevant self -discipline management rules in the interbank bond market.
The notification states that SPD Bank's use of the use of funds for the raising funds raised by the state -owned asset -related debt -related debt financing tools in Luzhou is not in place. At the same time, the form of due diligence reports of SPDBEssence
Notice stating that according to the relevant self -discipline of the interbank bond market, the self -regulatory meeting was reviewed, and Pudong Development Bank was talked to the Pudong Development Bank; it was ordered to make comprehensive and in -depth rectification on the problems exposed in the incident.
According to the previous report of the Caizhou News Agency, Luzhou's state -owned assets were disciplined by the dealer association for illegal use of funds in September.The cause of the violations includes the use of multi-term debt financing instruments to change the use of funds for non-compliance disclosure, the use of raised funds for non-production and business purposes such as wealth management, does not meet the regulations and the promise of raising instructions, as well as the raised funds disclosed by the 2019-2021 annual report.The use situation is not true and inaccurate.
