Chinese quantitative giant Shanghai Mingzheng invests in Saturday (September 30) and was ordered to suspend the acceptance of private equity fund products for three months, because the company's employees were suspected of publishing the improper remarks of other colleagues and the reputation of the industry's reputation.
Comprehensive Bloomberg News Agency and Daily Economic News reports, the website of the China Securities Investment Fund Industry Association announced on Saturday the disciplinary decision of Mingzhang Investment.Product filing for three months.
According to the decision of the punishment, Qiu Huiming, the legal representative of Mingzhang Investment, Hou Yanan, the head of compliance risk control, was warned.EssenceThe reason is that Xu Shijun and Zhuo Lingchen published the improper remarks of the industry and other institutions through the public account of the media, and promoted and promoted private equity products to unspecified objects, which had a negative impact on the industry's reputation.It shall bear the corresponding management responsibilities of relevant illegal acts.
The Shanghai Market Supervision and Administration Bureau reported on the door to report on the clue of reporting the clue of "Mingye Company and employee Zhuo Lingchen Gangs suspected of commercial slander"; on June 20, the bureau's law enforcement team made "After verification, the decision to decide not to be paid to the case. "
Mingyi Investment said that after the verification, the employees involved registered the personal WeChat public account before joining the job.personal behavior.
But the Shanghai Securities Regulatory Bureau still issued a regulatory letter on September 1 this year, indicating that the investment in the investment and control of employees' improper behavior and timely urging employees to regulate rectification in time have not implemented effective internal control.Therefore, it was decided to take supervision measures to be ordered to make corrections.
The Shanghai Securities Regulatory Bureau said that Xu Shijun and Zhuo Lingchen, as a private equity fund practitioner, promoted and promoted private equity funds products to unspecified objects through WeChat public accounts during the business process of private equity funds, so they decided to issue a warning letter.The two are required to study relevant laws and regulations carefully, strengthen the awareness of law -abiding compliance, abide by laws and administrative regulations, and abide by professional ethics and behavior.
Mingyu Investment is one of China's largest quantitative fund companies, with funds with more than 60 billion yuan (RMB and S $ 11.2 billion).
