Zhang Jianping, known as the "Chinese Niu San First person", was fined 500,000 yuan because he borrowed the securities account of other people's securities accounts for securities transactions.On the evening of August 16, the CSRC announced the news.The person who borrowed the securities account was Zhang Jianping's father -in -law Fang Deji, which was also fined 500,000 yuan.
As one of the top tour money, Zhang Jianping's wealth -making story has long been well known. In the 1990s, it entered the market for 50,000 yuan, which created the myth of "150 times the value of 5 years".In his early years, he became famous by buying Beichen Industrial, China Merchants Ship, and China Aluminum.
The funds are strong and do not "eat alone". They often make signals. They prefer to hit the positions at the major inaugurally, but they are extremely low -key and rarely interviewed by the media. This is the market's impression of Zhang Jianping.Like most well -known tour money, there is also a "family team" behind Zhang Jianping. In addition to his father -in -law Fang Deji, his wife Fang Wenyan, mother -in -law Li Fengying, and Zhang Jianping's son Fang Zhangle.According to media investigations, in the early years, Zhang Jianping liked to borrow stocks with his wife Fang Wenyan.However, Fang Wenyan actually did not understand the stock, but only did some peripherals for her husband in the trading room.
Several people of the Zhang Jianping family have sometimes appeared in shareholders of listed companies, and sometimes they hold positions together.According to the private equity row network, as of April 30, 2024, the Zhang Jianping family appeared in the list of shareholders of three listed companies, with a total market value of 3.829 billion yuan.Among them, Zhang Jianping's new car company Changan Automobile (000625.SZ) and Jianghuai Automobile (600418.SH) were held by Fang Wenyan.Fang Wenyan and Fang Deji held 4.88%, 4.47%, 4.10%, and 3.18%respectively.
Top -level tour is punished by the top
Zhang Jianping was born in Lin'an, Hangzhou in 1966, and was active in a securities company business department in Hangzhou in his early years.The ticket information showed that Zhang Jianping's father -in -law Fang Deji was born in November 1944 and has retired.
According to the relevant provisions of the Securities Law, the CSRC conducted a case investigation and trial on Zhang Jianping and Fang Deji borrowed and lended to the securities account.EssenceThe parties did not put forward statements or defense opinions or hearing.This case has now been investigated and ended.
It is found that Zhang Jianping and Fangdeji exist in the following illegal facts:
On July 15, 2014, "Fangdeji" Guotai Junan Securities ordinary households were opened in a business department of Guotai Junan Securities.On the same day, "Fang Deji" Guotai Junan Securities Trust users opened a business department of Guotai Junan Securities.
From March 1, 2020 to October 27, 2023, Fang Deji lent the above securities account to Zhang Jianping.Zhang Jianping borrowed the above securities account for securities transactions.
The above -mentioned illegal facts, there are evidence such as securities account information and transaction flow, bank account information and capital flow, and relevant personnel inquiring about transcripts.The CSRC believes that the above behavior of Zhang Jianping and Fang Deji violates the provisions of Article 58 of the Securities Law, which constitutes the behavior of borrowing the securities account of others and lending its own securities account in Article 195 of the Securities Law.
According to the facts, nature, plot, and social harm of the parties' illegal behavior, according to the provisions of Article 195 of the Securities Law, the CSRC decided to make corrections to Zhang Jianping, give warnings, and impose a fine of 500,000 yuan;The opponent's Deki ordered a correction, a warning, and a fine of 500,000 yuan.
Supervision continues to fight account lending behavior
The new securities law formally implemented on March 1, 2020 clearly stipulates that no unit or individual may violate the regulations to borrow its own securities account or borrow a securities account of others to engage in securities transactions.If you borrow your own securities account or borrow an securities account of others to engage in securities transactions, you will be ordered to make corrections and give warnings. You can impose a fine of less than 500,000 yuan.
On August 16, the Securities and Futures Commission also announced another fine of borrowing or borrowing other people's securities accounts. The amount of penalties was less than the previous case.
The ticket shows that in accordance with the relevant provisions of the Securities Law, the CSRC conducted a case investigation on the behavior of Wang Lin, Zhou Yanxia, Chen Lei, and Li Tingting on the borrowing of other people's securities accounts and Wang Lin, Zhou Yanxia, Chen Lei, and Li Tingting.The facts, reasons, basis, basis, and the rights they enjoy in accordance with the law.The parties have not made a statement or defense opinion, nor are hearing. The investigation and handling of this case have ended.
The Securities Regulatory Commission believes that the above behavior of Zhang Mangang, Wang Lin, Zhou Yanxia, Chen Lei, and Li Tingting violates the provisions of Article 58 of the Securities Law, which constitutes the securities account of the securities account of Article 195 of the Securities Law.Acts engaged in securities transactions and lending its own securities account.
The Securities Regulatory Commission decided: Zhanghun's borrowing of other people's securities accounts to engage in securities transactions, ordered correction, warned, and imposed a fine of 300,000 yuan.Wang Lin, Zhou Yanxia, Chen Lei, and Li Tingting borrowed their own securities accounts, ordered correction, warned, and fined 30,000 yuan.
According to the incomplete statistics of the Times Weekly reporter, since the implementation of the Securities Law, more than 20 natural persons who have borrowed accounts have been punished.Among them, many of them borrowed securities accounts between relatives and were punished by the regulatory authorities.The above penalties have once again clarified that even relatives are not allowed to borrow stock accounts for illegal acts.
Industry insiders remind that many illegal acts such as market manipulation and insider transactions are through borrowing of other people's securities accounts to try to evade supervision and punishment, disrupt the securities market order, and infringe the legitimate rights and interests of investors.During the securities transaction process, securities investors should open a securities account in accordance with the real -name system, and shall not borrow their own securities accounts and borrow other securities accounts to buy and sell securities.Otherwise, it may not only face administrative penalties, but also may be involved in civil disputes.
Source of this article: Times Weekly Author: Liang Chunfu
